← SEC administrative proceedings

Morgan Stanley Smith Barney LLC

Exchange Act of 1934 · 34-83571, IA-4953 · 2018-06-29 · File 3-18566

Proceeding

Release Number

34-83571, IA-4953

Statutory Act

Exchange Act of 1934

File Number

3-18566

Publish Date

2018-06-29

Respondents

• Morgan Stanley Smith Barney LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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